The return of the social subject in
Spanish Historiography
Carlos Barros
University of Santiago de Compostela
The aim of this paper
is to briefly overview historiography on social conflicts, revolts and
revolutions starting off with the heyday that took place in the 70s until the
current recovery of the genre from two points of view:
1)
An inter-historical viewpoint[1] : by
trying to link the evolution of the object of study in the various academic fields of different
historical knowledge ( especially Medieval, Modern and Contemporary History). In Contemporary
History, no doubt, reflection is more frequent, but it always appears in a paralel , interwoven fashion, in so far
as it is a consequence of common conditionants both internal (disciplinal) and
external ( mental, political and social).
2)
A Spanish Historiographical viewpoint[2] . Spanish
Historiography boasts of a rich tradition on this field ( something similiar is
true of South America) that dates back to the early 20th century[3] making it equal to other foreign
historiographies, whose positive influence
in some cases ( Past and Present
and Annales schools) we acknowledge,
well aware of its innovative contributions to the historiography on social
conflicts. These contributions, far from being exhausted, take us back several
decades. It is also our belief that nowadays reflecting and discussing on the
situation of Spanish historiography is not only possible but necessary as well.
This should be conducted directly, without the habitual mediation of authors
and schools from abroad, beyond the necessary mention that becomes imperative
in this time of historiographical globalization which demands, more than ever,
paying attention to our own historical profile[4] as the
only way of being present in the current processes of recomposition of the
international community of historians.
The
expression history of the social movements, borrowed from sociology , became
widespread in the eighties among contemporary historians who, by trascending
the history of the working class movement,
widened the interest of
researchers into other social, interclass, religious, and political movements. Nonetheless, this label is barely
transferible to historical periods as a whole. What is it we come across
throughout history ? Minor and major conflicts and revolts rather than social
movements with a certain degree of organization, ideology and continuity. It is
for this reason that we mantain, in order not to limit to the most inmediate
historical time, the old - and in the least ambiguous - common term of social
conflicts, revolts and revolutions[5], so as to refer in a interhistorially coherent
fashion to this aspect of the socio-historical subject. Social history has long
ago restored the ways of social protests denounced as primitive, apolitical or spontaneous , which,
in turn, have given rise to the most valuable efforts in historiographic innovation, both French and
British, in the field of social history[6] . The
current tendency in sociology has otherwise returned to define social movements
as a function of the collective actions and of the conflicts generated, linking
them to the concept of social change[7].
The heyday
of the seventies
The
parity of Spanish historigraphy with the most advanced currents abroad, which
dates back to the fifties (Vicens Vives), is consolidated in the seventies and
eighties with the thrust of the new generation- the irruption of the 1968
generation into the faculties results in a break- the first break with traditional history understood as
political, institutional and biographical. One of the most productive branches
of this new socio-economic history is the history of social conflicts. It is undoubtly the most radical politically
as well as from a historiographical point of view in proposing what later came
to be called history
from below . The struggle for historiographic renewal and
the struggle in favour of a democratic reform within the university and against
Franco s dictatorship went together in those times. A
great deal of young historians - and not so young, let s think,
for instance, of Tuñón -, who in the seventies did research on the history of
the workers movement, the conflicts and revolts in the history of Spain, had a
bias towards left, marxist and communist parties, which then dominated the
political scene at universities. The more or less active participation - the
academic career and political
affiliation did not go well together- in the
thriving student movement both before and after 1968 as well as a
sympathy towards the upcoming workers movement[8]
contributed to the appearance of the historical social movements as the
subjects of dissertations and doctoral thesis, which in turn benefited from the
growing influence of the historigraphical trends [9]
prevailing then at the academy: Annales
and Marxism.
The
rediscovery[10] of the
conflicts, the revolts and the revolutions[11],
therefore, is part of the historiographic revolution of the 20th century both
in Spain and internationally. Jaume Vicens Vives s prologue
to his Historia de los remensas en el siglo
XV is dated in 1944 ( a subject he
had already devoted his attention to during the republic). In 1954 he
publishes El gran sindicato remensa (
1488-1508). His desire to widen the scope of contemporary history
takes Vicens Vives[12] and his
collaborators from medieval revolts to the workers movement . In
1959 Casimir Marti s Origenes del anarquismo en Barcelona is
published. In 1960, he[13]
works in colaboration with Vicens and Nadal on
Los Movimientos obreros en tiempo de depresión económica ( Las Huelgas 1929-1936). But it
will be, as we know, in the seventies when the new ways of approaching history,
in general, and social history, in particular, will flourish and become
widespread.
A
cooperative work representative of the momentum of the new line of research is Clases y conflictos sociales en la historia
( 1977) . It is the result of a joint effort at a week-length conference on historical methology in Oviedo during the
1974-5 academic year with the contribution of
J.M. Blázquez ( ancient istory), J.Valdeón (medieval history), G. Anes (
modern history) and M. Tuñón ( contemporary)[14] . Julio
Mangas (ancient history), in the prologue, opens with a categorical claim , no doubt shared by most
authors: historical
materialism is in my opinion the only methology that has at its disposal a coherent
and accurate theoretical framework [15] . The
book ends with an appendix, made by students, on Modos de producción
capitatistas [
capitalist ways of production], indebited to Karl Marx s Formaciones
económicas Pre-capitalistas[16], (published by
Ciencia Nueva in 1967 and by Ayuso in 1975). Its prologue was written by
Hobsbawm, who draws on Althusser and
Balibar s structuralist Marxism, a necessary reference
for young eager Spanish Marxists. It is
from Althussser- rather than from Marx himself-
that the whole conceptual framework Mangas refers to originates. The
structuralist leanings of the work can be perceived in its very title, which
brings to the forefront the conflicts of the objective existence of the
(conflicting) classes. In the discussion following the presentations, Valdeón
is asked one of those questions that, in those days, puzzled us: Throughout your
presentation and so far in the discussion, I have noticed that the topics
related to the evolution of History seem to come down to objective movements,
regardless of consciousness or structures. What is then the role of man ? You
cannot limit the history of mankind to mathematic formulas! [17] The categorical answer, common by then[18], would be
to blurt out that Marxism is
different from humanism . Julio Valdeón, however, like most historians
whose background does not readily admit the role of a structuralist that denies a
subject-within-history approach, pointed
out: I don t see that
contradiction . Nonetheless, he eventually reverts, true to
his time (hence his representativity) to structural determinism by quoting the
objetivist Marx: the conscience of mankind is determined by its
social being . . . man makes history but amidst conditions he has not chosen [19].
Surprisingly enough, or perhaps not so much, we do not hear of the Marx who
wrote for the Communist League in 1848: the history of mankind is the history of the
class struggle , nor of the young Marx who wrote Manuscritos : economía y filosofía (
Madrid, 1968)[20], nor the
Marx turned into a historian of his time in
Las luchas de clases en Francia ( Madrid, 1967) y El 18 Brumario de Luis Bonaparte (
Barcelona 1968). Beyond the subjectivist will and even its praxis, sometimes
global, of the new historians of social
conflicts, the political and intelectual atmosphere imposed a structural
economic approach[21] which
eventually led to a neglect of a line of research which could ultimately (and
not only could but should) contribute to overcoming (dialectically ) the
dichotomy object / subject in history and the social sciences. But let s go ahead
with our brief review.
In
medieval history the characteristic paradigm is Julio Valdeón s Los conflictos sociales en el reino de Castilla en
los siglos XIV y XV ( 1975), which begins by claiming that a
knowledge of the social conflicts is fundamental
if the historical process is to be correctly apprehended. He also adds the
conflicts that should attract our attention are basically those
reflecting the fundamental
contradictions in society , that is to say, the antagonistic-structural
contradictions, the
conflict between lords and peasants [22] and
concludes by putting Castilla y León on a level with the rest of Late Middle
Ages Europe as far as this intensification of social tensions is concerned.
This is an extremely innovative claim if we take into account that the
prevalent paradigm in those days was to deny the feudal nature of medieval
Castillian society. Valdeón stresses that it is necessary to go beyond a mere
typology to link conflicts with their context by introducing social struggles,
especially those against lords, into the historical interpretations of Late
Castillian Middle Age. This was already present in both Viñas Mey s
bourgeoisie /nobility and Luis Suárez s[23] nobility
/monarchy dynamics. These proprosals were, in turn, influenced by social
history and are not flatly rejected by Julio Valdeon. Valdeón s
innovation, whose work encouraged and is representative of a remarkable series
of papers on the struggle of the subject individual in Middle Age Spain [24],
trascended medieval studies and history itself[25]. This is
not to say that the influence of the intelectual mileau , both Marxist and
non-Marxist was not taken into account. Julio Valdeón welcomes the markedly
unidirectional classic threefold framework: economic crisis / social
inestability / civil war,or to put it in
other words, economy / society / politics, which he argues, was advocated by
Vicens Vives in the case of 15th century Catalonia as the line to pursue to establish a model study of the social
tensions. Vicens Vives, nonetheless, was aware of some flaws in his proposal
(the neglect of such
important aspect as ideologies and collective mentalities together with its determinism in the economy). As a consequence , in order
to fully understand social revolts[26], he
refers us to baseline
structures thus
self-limiting his historiographic approaches, more prone to seeking causes[27] than historical effects on social structures[28]. The
latter are clearly undervalued[29], except -
and this distinguishes Valdeón from other Spanish Marxist historians- in the
almost unexplored field of mentalities: obviously no
substantial changes took place in the structure of society, at most rebels
obtained some partial gains. But the fundamental consequence of people s riots at
the end of the Middle Ages registered in collective mentalities [30] . For all
these reasons the desired contextualization of the social actor remains
suspended, without being proven, rather the contrary, the driving role of the class struggle Marx defended in some
his writings and in his political praxis.
The slow reaction of Western Marxist historiography against the
structuralism prevailing- which in Spain
was more remarkable since translations into Spanish[31] were not
readily available- came about when the history of the social conflicts was
already on the wane [32]. In 1981
E.P.Thompson s Miseria de la teoría is published
in Spanish. It is a direct criticism of Althusser s new Marxist idealism . His
criticism also extends to sociologists Hindnesss and Hirst, who were
responsible for some statements that infuriated Thompson: history is bound to
empirism by the nature of its purpose
(...) Marxism, as a praxis both
theorerical and political, does not at all benefit from either its
association with written history or with historical research. The study of
history is devoid not only of scientific
value but also of practical value [33]. It could
be said that by adopting structuralism, like in the case of other social and
human sciences, we left the
fox to care for the hens .
Also
in 1975, Ricardo García Cárcel published Las
Germanías de Valencia. This book is based on a doctoral thesis
supervised by Joan Reglá[34]- which
plays a role in the historiographical
vanguard[35] similar
to that of Julio Valdeón s[36] in the
field of modernist historians, and is therefore subject to the same constraints
derived from the paradigms shared by Marxism and the social sciences of the
aftermath to the Second World War that
reached Spain in the seventies. García Cárcel work is an updating -not yet
superseded[37]- of the
research into the germanías revolt. Its antecedents were the traditional
historiographical approaches, from liberal romanticism to positivism . He used
the typical structural-functional paradigm of the sixties : structural and
temporary preconditions ( subordinate to the former) and poor historical effect
( in his conclusion the author speaks of the paucity of the agermanada revolt[38]), and
between both extremes, so unevenly tackled, the cronological development of
events and the sociologic and geographical structure of germanias.
For
the upcoming contemporary history, the paradigmatic reference is, no doubt,
Manuel Tuñón de Lara, who apart from his work - not merely empirical but also
attentive to methodological and historiographical reflection[39], like
Valdeón s- carried out year after year throughout the
seventies a key organizative effort to understand the flourishing in Spain of
the social history of the 19th and 20th: Los Coloquios de Pau[40]. His most
significative book, as regards this
critical review on the historiography of social conflict, is El movimiento obreo en la historia de España (
1972) that follows the well-known threefold framework- which somethimes becomes
fourfold by including ideology - that is to say, economy ( structure and
temporary), society (workers conditions) and politics of the events ( strikes
and conflicts), of the organizations and of several events explicitely
political ( elections and wars). He pays special attention to the context, in
line with a common paradigm, focused more on coincidences than on effects,
which is somehow contradictory with the title of the book, which then became -
and is even today- a major and innovative reference , a solid baseline for what
would later be the history of the working class movement in Spain[41] .
Tuñón
has also been an example in both his biography - something not frecuent among
scholars- and his professional career
for his compromise as a historian - something in decline in the eighties[42] - ( national life cannot be conceived aside from
the working class[43] , he
claimed in 1972, undoubtly with the present and the future in mind).
In his
methodological works, Tuñón de Lara explicitely acknowledges his debt to
Labrousse, Braudel and historical materialism.
Determinant factors, latent structures, overt situations - with their
sparking functionalism , quantitative methods
and - to a certain extent in
contraction with this - the principle of centrality of the class war[44]: The study of
conflicts and their originanting factors, at all levels, is nowadays the backbone
of historical studies[45] . Without
being explicitely acknowledged, as it is the case of the Manifiesto Comunista, that this
controversial historical constant is the motor of history (or it may
be , but then we are not before a compulsory law), it is impossible to see the
incidence of social actors in history if
they do not grow bigger or are
detached from the
structures. This is an epistemologic problem that has often reduced
socio-historical studies to mere positivist descriptions. How could social
change be explained if social conflicts do not affect social structures ? Well,
there are two explanations and both neglect common people, the social
individual, in favour of either the technological- economic change (the
structural proposal) or the political change (traditional proposal). A
synthesis able to find the subject/object historical interface is yet to be
worked out.
The
pioneer works so far analysed, however, and many others that preceded or
followed them have amounted to a breakthrough (something often forgotten) in
the evolution of Spanish historiography in four senses: a) they introduced the
history of the working class movement and the social revolts into universities,
issues that were not academically prestigious; b) they contributed to spreading - or recovering - outside the academy social
themes such as the social struggles , in favour of a dignified life and freedom[46] ( history
in the service of the recovery of the collective memory); c ) they created the
conditions to supersede the old-fashioned liberal-romantic approaches that made
these events into enduring myths ; and d) they provided new socio-economic
explanations, perhaps incomplete but scientifically sounder than scholarly or
old-fashioned conspirative interpretations on the manipulation of the
masses by
leaders, organizations or parties with hidden
agendas .[47] These
socio-econonic explanations will have in their novelty their greatest
contribution, while their greatest flaw will be their deterministic approach to
the social historiography of the seventies.
Common people, workers, peasants did not exist for history until a group
of young - or not so young- historians - especially Marxist and annalistes- soon acommodated into the
academic world- decided to devote their attention to them. This is indeed a great achivement if we bear
in mind that, meanwhile, sociology, political sciences and psychology
considered social revolts as deviant
behaviour , the work of social crimminals[48], and their
protagonists were seen as masses moved by irrational motivations[49]. History,
therefore, anticipated to sociology and the rest of the social sciences in recovering the social individual before May
1968, and there lies the problem. The other social sciences stifled the
premature subjectivity of the new history, which proved unable to export its
counter-current experience to these sciences for a number of reasons, the most
important one we have been burdened with ever since the first paradigmatic
revolution, positivism: a certain theoretical incapacity.
To
summarize, the very flaws of historiography, together with the influence of the
economy, the structural funcionalism and
scienticism imposed an objectivist and economicist interpretation of
history from the end of World War II[50] that
rendered futile our early historiographical efforts in favour of a history with
a subject, in other words, in favour of a more global approach[51].
The
minor role attributed to the subject of history in the objectivist paradigm
prevailing almost leads to its banishment from the historiographical
scene. Hobsbawm himself, in his
well-known paper, De la historia social
a la historia de la sociedad (1971)
where he shows his regret for a total history he fails to see developing in the
foreseeable future[52],
maintains the notion of a strong
link between social history and the history of social protest which is still the perfect
laboratory for the historian. Nonetheless, he also notices the pre-eminence of the economic over the
political due to
the influence of Marxism and the German
historical school ; the overwhelming superiority of economy over
the other social sciences; the tacit agreement by historians on starting the
study of the social and economic structure outwards and upwards pointing out that it is far from my
intention to discourage those interested in these issues [revolutions] . Not in
vain have I devoted a great deal of my professional time to them. However. . . , he eventually sugguests that revolutions be
approached in longer temporal periods in an attempt to capture the
structrure [53]. This would be fair enough were it not that by
acknowledging the objectivist impact without confronting it directly ( as
Thompson will do later), what it is
being favoured, regardless of the author s
intention[54], is the
neglect of the collective action, academicism and the hostility toward this
theory[55].
What
is the problem ?Basically that structural socialism was developed to
effectively integrate the social
conflict within the structure and to prevent, in the short term, the posibility
of a radical social change[56]. Its
hegemony in postwar social sciences favoured the spread of the mature Marx who
wrote the prologue to Crítica de la economía
política ( 1859) where he presented the social revolution as the
result of the (objective) contradictions between productive forces and the
relations of production instead of young
Marx s Manifiesto
Comunista ( 1848) where the history of mankind was seen as the
result of a class war. As a consequence, Marxism was not only adulterated, handicapé. Historians found themselves,
as well, almost without realizing, due to
the tacit agreements characteristic of the academy ( that Kuhn explained
so well and that is mirrored in Hosbsbawn s paper),
without such important topics of research as conflicts, revolts and
revolutions. But for history, ignoring the subject amounts to suicide as a discipline. It is for reason that the
traditional subject ( individual, political, narrative) forced its way back in
an attempt to fill the gap left by the social actor.
The 1982
turn
In
1982 two young historians, José Alvarez Junco and Manuel Pérez Ledesma,
published a paper Historia
del movimiento obrero. )Una segunda ruptura? [57], which
for its daring, ambitious approach[58] and its
representativity [59]and
consequences deserves a privileged position in Spanish historiographical
reflection[60].
The
authors claim that they do not abandon the centrality of
working-class struggles . They
add that it is possible to mantain the study of the working class
movement but with new orientations as it is not possible to ignore their
decisive importance in the last one hundred and fifty years of European
history. Workers did not carry out the revolution they dreamt of, but they
forced a number of changes that have profoundly marked societies .
Curiously enough, these changes have been played down by the classic history of
the working class movement, thus, fouling
their own nest [61]. That
centrality, however, was not such since the history of the working class
movement was deprived of its priviledged
epistemological status and was
replaced by the
history of the social movements [62].
The
criticisms the history of the working class movement in the seventies has
received are threefold: a) a commited, semiclandestine[63],
teleological, working-class-oriented, overpious[64], and
self-indulgent history, pure social
realism ; b) a simplifying history,
economically-determined, based on preconceived patterns that rule out previous
hypothesis and domanied by popular socialism [1]; c ) a
traditional history , focused on the study of ideology, institutions unions and
workers parties-
and the individuals - the workers s leaders. The excess of their criticism and
their unilaterality[1] is as
obvious as necessary: you cannot
make an omelette without breaking eggs .
The
proposals of these two authors are, therefore, to depoliticize Spanish social
history, making it more academic, free from ideological preconceptions,
providing new themes ( such as studying workers and their life and work
conditions, other social and political movements, the employer s organizations,
non-labour parties, the relationship of the different classes with the
State) and new methods (by learning from sociology and the other social
sciences as well as from British and French historiography[65] - the
history of mentalities[66])- in other
words, to get
away from the sometimes stifling framework historography of the social movement
has so far been inmersed [67].
As
an innovative project, what has been said so far still holds true: there remain
many new ways of approaching the Spanish history of the social movements to be
worked out, especially now with the revival of social conflicts in
historiography. But it is also necesary to supersede the 1982 hypercritical,
iconoclastic approach.
Firstly, it is necessary to further support the recovery of the history of social
conflicts and revolts, ostracized by the innovative excesses of the eighties.
This was against the will of their
promoters but, as historians, we know that historical results, like the
historiographical ones, are, to a great
extent, involuntary. Apart from our rational choice , other
factors, both internal and external, come into play.
Secondly, to do historiographical justice - personal recognition has already been granted in the famous paper[68] - to Tuñón de Lara after the unavoidable death of the father performed by our critics. It does not seem suitable, however, to portray Tuñón de Lara as dogmatic, teleological and traditional, except as far as the historical and ideological constraints and limitations of the time are concerned. Especially when his essential role in the